SRA Solicitors Accounts Rules Examinations
Guidance. Precision. Strategy Like A Grand Master.
 Independent, Specialist SRA Solicitors Accounts Rules Examinations
– GOING BEYOND COMPLIANCE –
As a law firm handling client money, compliance with the Solicitors Regulation Authority (SRA) Accounts Rules is non-negotiable. Independent SRA Solicitors Accounts Rules Examinations ensure your firm’s client money management aligns with SRA regulations, protecting client funds and maintaining regulatory compliance. That’s where our experts in SRA Solicitors Accounts Rules come in. At Lewis Brownlee, we provide efficient, risk-based SRA accounts rules examinations for solicitors and law firms across Hampshire, West Sussex, and beyond.
Our experienced legal sector team deliver:
A specialist approach for law firms – combining SRA Accounts Rules expertise with examination precision.
We work with firms of all sizes, from small partnerships to large multi-office legal practices, ensuring their SRA Accounts Rules compliance and financial integrity.
Does Your Law Firm Require SRA Solicitors Accounts Rules Examinations?
 SRA Accounts Rules require some firms to obtain an Accountants Reports, if they hold client funds over specific thresholds. Our team can assess your firm’s specific obligations. SRA Solicitors Accounts Rules Examinations may be required if:
- Your law firm holds client money and;.
- Your firm’s average client account balance exceeds £10,000  or
- You client account balance exceeds £250,000 during an accounting period
Some firms may qualify for an exemption – but even exempt firms must maintain strict internal controls to ensure compliance with SRA Accounts Rules. Not sure if your firm needs an SRA Accounts Rules examination? We can guide you!
 What to Expect from Lewis Brownlee SRA Solicitors Accounts Rules Examinations
– CLARITY. BALANCE. STRATEGY. YOUR SRA COMPLIANCE EXPERTLY HANDLED –Â
1) Pre-examination Planning & Compliance Assessment
Understanding your firm’s financial processes, client money handling, and risk areas. Identifying any potential breaches of SRA Accounts Rules before the examination begins.
2) Internal Controls & Compliance Review
Evaluating firm policies for client money protection and financial governance. Assessing financial controls – ensuring systems prevent misuse of client funds. Reviewing compliance with SRA Accounts Rules
3) Client Money Testing & Financial Review
Client matter file reviews – ensure client files are well maintained and have sufficient evidence for client and office account transactions Reviewing client account transactions – ensuring client funds are handled separately from firm money. Reviewing office account transactions – ensuring client money is not being recognised in the office account and that transfers to the office account from the client account are in line with the Accounts Rules requirements. Verifying reconciliations – checking that client account balances match financial records.
4) SRA Accountants Report & Recommendations
At the end of the examination, you receive:
- An independent Accountants Report – confirming SRA Accounts Rules compliance or highlighting required actions.
- Findings & observations – identifying any rule breaches and governance weaknesses.
- Compliance guidance – ensuring your firm meets SRA expectations.
A proactive approach to SRA Accounts Rules compliance ensures financial transparency and client protection.
Why Solicitors & Law Firms Choose Lewis Brownlee for SRA Accounts Rules Examinations?
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Specialist SRA Accounts Rules Expertise
Professional Oversight
We understand SRA Accounts Rules, client money compliance, and regulatory best practices.
We have been undertaking SRA Solicitors Accounts Rules examinations for almost two decades and have become experts in this space. All our staff that undertake work on these engagements undergo significant training and ongoing CPD to maintain up to date and relevant knowledge on changes in the SRA Accounts Rules landscape to ensure they continue to provide expert advice.
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Independent & Risk-Focused Examination
Our examinations provide objective compliance checks, helping firms meet SRA requirements.
We undertake a risk assessment at the planning stage of the examination to put sufficient focus into the areas of higher risk to ensure compliance with the solicitors accounts rules.
Efficient, Minimal-Disruption Process
We work with legal finance teams to ensure a smooth, structured examination process.
We set a timetable and provide information requests in advance of any work starting. This gives you plenty of time to prepare for the work to commence and reduces the pressure on your finance team during the examination period.
Trusted by Law Firms
We are highly experienced in working with solicitors, legal partnerships, and multi-office firms. Our SRA Solicitors Accounts Rules engagements provide an independent examination that meets regulatory expectations.
We undertake solicitors accounts rules examinations for all size firms ranging from firms with turnover of less than £100k up to multi-million pound turnover businesses with multiple offices.
Beyond Compliance – Helping Firms Strengthen Financial Governance
We highlight best practices for improving financial management.
We provide a report to management at the end of the examination that highlights the findings from our work, this includes recommendations to improve and strengthen procedures.
Thinking of Changing SRA Reporting Accountants?
Many law firms seek a Reporting Accountant with deep SRA Accounts Rules expertise, clear communication, and an efficient, structured approach. If you’re considering a change, we ensure a seamless transition.
Ensure SRA Accounts Rules Compliance
An SRA Accounts Rules examination isn’t just a regulatory obligation – it’s a critical step in ensuring financial compliance, client trust, and legal best practice. 📞 Book a consultation today and see how our independent SRA Accounts Rules services can support your firm.
Protect the money.
Prove the process.
Pass with confidence…
SRA Solicitors Accounts Rules Examinations
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